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September 22, 2017  

SEC Unit Won't Appeal Duka Ruling

The SEC’s Enforcement Division has closed its case against Barbara Duka, the former head of commercial MBS ratings at S&P, declining to appeal a recent ruling that cleared her of civil securities-fraud charges.James Grimes, an administrative law judge who handles SEC cases, ruled largely in Duka’s favor last month — rejecting the investigators call for her to be banned from working at a rating agency or in the securities...

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